The following is our monthly featured post from Terry Nelson, Peter Fetzer and Michael Dana of Foley & Lardner filling you in on the latest developments affecting investment advisers, hedge funds, and mutual funds. Highlights this month include:
- SEC Approves New FINRA Rule on Private Placement Offerings
- Private Fund Advisers Come Into Compliance With Dodd-Frank Requirements
- Investment Advisers Subject to Enforcement Actions for Impeding SEC Examinations
- Hedge Fund Advisory Firm Among Those Charged With $276 Million Insider Trading Violations
Click here for the complete Investment Management Update.