The following is our monthly featured post from Terry Nelson, Peter Fetzer and Michael Dana of Foley & Lardner filling you in on the latest developments affecting investment advisers, hedge funds, and mutual funds. Highlights this month include:
- FINRA Announces Regulatory and Examination Priorities for 2013
- SEC Previous Hedge Fund Enforcement Trends for 2013
- Another “Cherry-Picking” Enforcement Action Brought by the SEC
Click here for the complete Investment Management Update.