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Showing 1 - 25 of 49 Results


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Advanced Swaps & Other Derivatives 2018

Handbook  Course Handbook

Course Handbook from the program Advanced Swaps & Other Derivatives 2018, held October 2018.

Advanced Venture Capital 2017

Handbook  Course Handbook

Course Handbook from the program Advanced Venture Capital 2017, held December, 2017.

Advanced Venture Capital 2018

Handbook  Course Handbook

Course Handbook from the program Advanced Venture Capital 2018, held December 2018.

Advanced Venture Capital 2019

Handbook  Course Handbook

Basics of Mutual Funds and Other Registered Investment Companies 2018

Handbook  Course Handbook

Course Handbook from the program Basics of Mutual Funds and Other Registered Investment Companies 2018, held May 2018.

Derivatives Deskbook: Close-Out Netting, Risk Mitigation, Litigation (Second Edition)

Treatise  Treatise

Published: April 2014
Last Updated: February 2019

Derivatives Deskbook: Close-Out Netting, Risk Mitigation, Litigation is a comprehensive resource for all users of swap agreements and derivatives, from financial institutions to corporate end-users. This treatise: defines the key terminology and identifies the major players, discusses the full range of required documentation, highlights best practices for the legal risk management of derivatives, and includes numerous practice-tested ...

Enforcement 2018: Perspectives from Government Agencies

Handbook  Course Handbook

Course Handbook from the program Enforcement 2018: Perspectives from Government Agencies, held May 2018.

Exempt and Hybrid Securities Offerings (Third Edition)

Treatise  Treatise

Published: September 2017
Last Updated: January 2019

    This book provides comprehensive guidance on how to structure exempt and hybrid securities offerings.  Packed with checklists, transactional timelines, SEC guidance, and a wealth of labor-saving sample documents, the third edition of Exempt and Hybrid Securities Offerings offers the relative advantages and drawbacks of the most commonly used forms of exempt and hybrid offerings. It clearly explains: the mechanics of conducting ...

Fiduciary Investment Advice 2018

Handbook  Course Handbook

Course Handbook from the program Fiduciary Investment Advice 2018, held May 2018.

Fiduciary Investment Advice 2019

Handbook  Course Handbook

Financial Services Mediation Answer Book (2017 Edition)

Answer Book  Answer Book

Published: June 2017

Financial Services Mediation Answer Book provides detailed guidance, in question-and-answer format, on all aspects of mediating disputes involving financial services. More than 40 attorneys contributed to this book, reflecting a wide range of experiences, observations and perspectives, on both the plaintiff and defense sides. The book includes discussion of the decision to mediate, the roles of the participants to a mediation, choosing a mediator ...

Fundamentals of Broker-Dealer Regulation 2018

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2018, held July 2018.

Fundamentals of Investment Adviser Regulation 2018

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Investment Adviser Regulation 2018, held June 2018.

Fundamentals of Swaps & Other Derivatives 2018

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2018, held October 2018.

Fund Finance 2019

Handbook  Course Handbook

Global Capital Markets & the U.S. Securities Laws 2018

Handbook  Course Handbook

Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2018, held April 2018.

Global Investment Funds 2018

Handbook  Course Handbook


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