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Showing 51 - 75 of 283 Results


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Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys 2018

Handbook  Course Handbook

Course Handbook from the program Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys 2018, held January 2018.

Broker-Dealer Regulation (Second Edition)

Treatise  Treatise

Published: November 2011
Last Updated: September 2018

Updated to ensure coverage of the latest laws and regulations governing broker-dealers, the second edition of Broker-Dealer Regulation provides comprehensive and practical overview of the many requirements of this highly regulated area. This two-volume work instructs on how brokerage firms can satisfy SEC/SRO standards, with detailed coverage of: Registration reporting and record-keeping rules Suitability and best execution standards ...

Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants

Handbook  Course Handbook

Course Handbook from the program Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, held February 2018.

Broker/Dealer Regulation and Enforcement 2018

Handbook  Course Handbook

Course Handbook from the program Broker/Dealer Regulation and Enforcement 2018, held October 2018.

Business Liability Insurance Answer Book (2018 Edition)

Answer Book  Answer Book

Published: September 2017

Being held personally liable for a businessrelated decision is the nightmare of every company manager, officer and director. As a result of the recent economic downturn, the number of cases being brought against businesses and the people who run them has surged. Business Liability Insurance Answer Book provides a concise roadmap to the kinds of issues being litigated, and the types of liability insurance available to protect against suit and ...

Cloud Computing 2018: Key Issues and Practical Guidance

Handbook  Course Handbook

Course Handbook from the program Cloud Computing 2018: Key Issues and Practical Guidance, held May 2018.

Compliance & Ethics Essentials 2018

Handbook  Course Handbook

Course Handbook from the program Compliance & Ethics Essentials 2018, held April 2018.

Cool Compensation Considerations for the Private Company 2018: Pay, Performance and Perspectives

Handbook  Course Handbook

Course Handbook from the program Cool Compensation Considerations for the Private Company 2018: Pay, Performance and Perspectives, held March 2018.

Coping with U.S. Export Controls and Sanctions 2017

Handbook  Course Handbook

Course Handbook from the program Coping with U.S. Export Controls and Sanctions 2017, held December, 2017.

Coping with U.S. Export Controls and Sanctions 2018

Handbook  Course Handbook

Course Handbook from the program Coping with U.S. Export Controls and Sanctions 2018, held December 2018.

Corporate Compliance Answer Book (2019 Edition)

Answer Book  Answer Book

Published: September 2018

Representing the combined work of more than forty leading compliance attorneys, Corporate Compliance Answer Book helps you develop, implement, and enforce compliance programs that detect and prevent wrongdoing. You’ll learn how to:  Use risk assessment to pinpoint and reduce your company’s areas of legal exposure Apply gap analysis to detect and eliminate flaws in your compliance program Conduct internal investigations ...

Corporate Governance - A Master Class 2018

Handbook  Course Handbook

Course Handbook from the program Corporate Governance - A Master Class 2018, held March 2018.

Corporate Legal Departments: Practicing Law in a Corporation (Fourth Edition)

Treatise  Treatise

Published: November 2011
Last Updated: August 2018

Corporate Legal Departments: Practicing Law in a Corporation is an invaluable resource for in-house attorneys, providing guidance on how to: Detect and prevent internal legal problems Contribute to the development of corporate business plans and pursuit of new business opportunities Make the corporate legal department more productive at less cost Maximize the value of digital technologies Use cost-effective litigation ...

Corporate Political Activities 2018: Complying with Campaign Finance, Lobbying and Ethics Laws

Handbook  Course Handbook

Course Handbook from the program Corporate Political Activities 2018: Complying with Campaign Finance, Lobbying and Ethics Laws, held September 2018.

Corporate Political Activities Deskbook (2018 Edition)

Treatise  Treatise

Published: July 2018

Corporate Political Activities Deskbook provides a thorough grounding in the current state of the law on federal and state campaign finance, pay-to-play, lobbying, and gift compliance. It serves as a practical manual for in-house attorneys who advise corporations about involvement in the political process. After describing the impact of the U.S. Supreme Court decisions in Citizens United—that began the expansion of permitted corporate ...

Corporate Whistleblowing in 2018

Handbook  Course Handbook

Course Handbook from the program Corporate Whistleblowing in 2018, held June 2018.


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